General Financial Information

Designation evidence

• NARA authority row: 18 USC 1906 | status: Specified | banner: CUI//SP-FNC.
• NARA sanctions field: 18 USC 1906.
• DoD authority row: 18 USC 1906. DoD lists this citation for the category; this DoD detail page does not display a separate Basic/Specified field.
• Related authority evidence: 18 USC 1906 | status: Specified | banner: CUI//SP-FNC | sanctions: 18 USC 1906
• Related authority evidence: DoD lists this authority for the category; the linked authority text is extracted below when available.
• Registry designation context: Specified + Basic, CUI. The linked authority text contains category-scope or applicability language that helps determine when the information falls within this CUI category. The linked authority text contains disclosure, access, protection, release, dissemination, or distribution-control language relevant to handling. The linked authority text contains violation, penalty, sanction, or enforcement language that may affect consequences for mishandling.
• Registry designation for this category is Specified + Basic with banner CUI.

Extracted authority meaning

• Page 431 TITLE 18—CRIMES AND CRIMINAL PROCEDURE § 1906
• Registry designation context: Specified + Basic, CUI. The linked authority text contains category-scope or applicability language that helps determine when the information falls within this CUI category. The linked authority text contains disclosure, access, protection, release, dissemination, or distribution-control language relevant to handling. The linked authority text contains violation, penalty, sanction, or enforcement language that may affect consequences for mishandling.

Operating conditions

• NARA category scope used with this authority: Related to the duties, transactions, or otherwise falling under the purview of financial institutions or United States Government fiscal functions. Uses may include, but are not limited to, customer information held by a financial institution.
• DoD category scope used with this authority: Related to the duties, transactions, or otherwise falling under the purview of financial institutions or United States Government fiscal functions. Uses may include, but are not limited to, customer information held by a financial institution.
• 18 USC 1906 | status: Specified | banner: CUI//SP-FNC | sanctions: 18 USC 1906
• DoD lists this authority for the category; the linked authority text is extracted below when available.
• NARA registry status: Specified + Basic. Per-authority NARA status values: Specified, Basic. NARA banner marking evidence: CUI, CUI//SP-FNC. The registry evidence is preserved here; detailed primary-law or regulation text analysis remains pending for this category.
• NARA category scope: Related to the duties, transactions, or otherwise falling under the purview of financial institutions or United States Government fiscal functions. Uses may include, but are not limited to, customer information held by a financial institution.
• Extracted authority condition: Disclosure of information from a bank ex- amination report Whoever, being an examiner, public or private, or a Government Accountability Office em- ployee with access to bank examination report information under section 714 of title 31, dis- closes the names of borrowers or the collateral for loans of any member bank of the Federal Re- serve System, any bank insured by the Federal Deposit Insurance Corporation, any branch or agency of a foreign bank (as such terms are de- fined in paragraphs (1) and (3) of section 1(b) of the International Banking Act of 1978), or any organization operating under section 25 or sec- tion 25(a) 1 of the Federal Reserve Act, examined by him or subject to Government Accountabil- ity Office audit under section 714 of title 31 to other than the proper officers of such bank, branch, agency, or organization, without first having obtained the express permission in writ- ing from the Comptroller of the Currency as to a national bank or a Federal branch or Federal agency (as such terms are defined in paragraphs (5) and (6) of section 1(b) of the International Banking Act of 1978), the Board of Governors of the Federal Reserve System as to a State mem- ber bank, an uninsured State branch or State agency (as such terms are defined in paragraphs (11) and (12) of section 1(b) of the International Banking Act of 1978),...
• Extracted authority condition: L. 96–349 provided for punishment and re- moval from office of an agent of the Department of Jus- tice as defined in the Antitrust Civil Process Act for disclosure of confidential information.
• Extracted authority condition: L. 95–320 substituted ‘‘from a bank exam- ination report’’ for ‘‘by bank examiner’’ in section catchline and, in text, substituted ‘‘public or private, or a General Accounting Office employee with access to bank examination report information under section 117(e) of the Accounting and Auditing Act of 1950, dis- closes’’ for ‘‘public or private, discloses’’, ‘‘examined by him or subject to General Accounting Office audit under section 117(e) of the Accounting and Auditing Act of 1950 to other than’’ for ‘‘, examined by him, to other than’’, and ‘‘either House duly authorized or as authorized by section 117(e) of the Accounting and Au- diting Act of 1950 shall be fined’’ for ‘‘either House duly authorized, shall be fined’’.
• Extracted authority condition: Disclosure of information by farm credit examiner Whoever, being a farm credit examiner or any examiner, public or private, discloses the names of borrowers of any Federal land bank associa- tion or Federal land bank, or any organization examined by him under the provisions of law re- lating to Federal intermediate credit banks, to other than the proper officers of such institution or organization, without first having obtained express permission in writing from the Land Bank Commissioner or from the board of direc- tors of such institution or organization, except when ordered to do so by a court of competent jurisdiction or by direction of the Congress of the United States or either House thereof, or any committee of Congress or either House duly authorized, shall be fined under this title or im- prisoned not more than one year, or both; and shall be disqualified from holding office as a farm credit examiner.

Safeguarding and dissemination controls

• NARA registry control evidence: status Specified; banner marking CUI//SP-FNC.
• DoD applicable policies: DoDD 5118.03, DoDI 5010.40, DoDI 7000.14
• Nara basic or specified: Specified + Basic
• Nara authority rows: 18 USC 1906 | status: Specified | banner: CUI//SP-FNC | sanctions: 18 USC 1906 || 12 USC 3412(a) | status: Specified | banner: CUI//SP-FNC | sanctions: 12 USC 3417 12 USC 3418 || 12 USC 5322(d)(5)(A) | status: Basic | banner: CUI || 31 USC 5318(g)(2)(A)(ii) | status: Specified | banner: CUI//SP-FNC | sanctions: 31 USC 5321 Civil Penalties 31 USC 5322 Criminal Penalties 31 USC 5318(f) || 5 USC Appendix 107(a) | status: Basic | banner: CUI || 31 CFR 800.702(a) | status: Basic | banner: CUI | sanctions: 50 USC 4555
• Nara banner markings: CUI, CUI//SP-FNC
• Nara sanctions: 18 USC 1906 || 12 USC 3417 12 USC 3418 || 31 USC 5321 Civil Penalties 31 USC 5322 Criminal Penalties 31 USC 5318(f) || 50 USC 4555
• Dod applicable policies: DoDD 5118.03, DoDI 5010.40, DoDI 7000.14
• No DoD required dissemination control is listed on the registry page. Apply approved limited dissemination controls only when required or permitted by the designating agency or governing authority.
• Use the registry assertions, NARA authority rows, DoD authorities, DoD policies, warning statements, required dissemination controls, and examples first. Where the cited authority does not specify a handling detail, apply CUI Basic safeguards and dissemination rules so long as they do not conflict with the authority or agency-specific controls.
• Extracted authority control: L. 95–320 substituted ‘‘from a bank exam- ination report’’ for ‘‘by bank examiner’’ in section catchline and, in text, substituted ‘‘public or private, or a General Accounting Office employee with access to bank examination report information under section 117(e) of the Accounting and Auditing Act of 1950, dis- closes’’ for ‘‘public or private, discloses’’, ‘‘examined by him or subject to General Accounting Office audit under section 117(e) of the Accounting and Auditing Act of 1950 to other than’’ for ‘‘, examined by him, to other than’’, and ‘‘either House duly authorized or as authorized by section 117(e) of the Accounting and Au- diting Act of 1950 shall be fined’’ for ‘‘either House duly authorized, shall be fined’’.
• Extracted authority control: Disclosure of information by farm credit examiner Whoever, being a farm credit examiner or any examiner, public or private, discloses the names of borrowers of any Federal land bank associa- tion or Federal land bank, or any organization examined by him under the provisions of law re- lating to Federal intermediate credit banks, to other than the proper officers of such institution or organization, without first having obtained express permission in writing from the Land Bank Commissioner or from the board of direc- tors of such institution or organization, except when ordered to do so by a court of competent jurisdiction or by direction of the Congress of the United States or either House thereof, or any committee of Congress or either House duly authorized, shall be fined under this title or im- prisoned not more than one year, or both; and shall be disqualified from holding office as a farm credit examiner.
• Extracted authority control: or from the board of directors of such bank or organization, except when ordered to do so by a court of competent jurisdiction, or by direction of the Congress of the United States, or either House thereof, or any committee of Congress or either House duly authorized or as authorized by section 714 of title 31 shall be fined under this title or imprisoned not more than one year or both.
• Extracted authority control: L. 96–349 provided for punishment and re- moval from office of an agent of the Department of Jus- tice as defined in the Antitrust Civil Process Act for disclosure of confidential information.
• Extracted authority control: Disclosure of information from a bank ex- amination report Whoever, being an examiner, public or private, or a Government Accountability Office em- ployee with access to bank examination report information under section 714 of title 31, dis- closes the names of borrowers or the collateral for loans of any member bank of the Federal Re- serve System, any bank insured by the Federal Deposit Insurance Corporation, any branch or agency of a foreign bank (as such terms are de- fined in paragraphs (1) and (3) of section 1(b) of the International Banking Act of 1978), or any organization operating under section 25 or sec- tion 25(a) 1 of the Federal Reserve Act, examined by him or subject to Government Accountabil- ity Office audit under section 714 of title 31 to other than the proper officers of such bank, branch, agency, or organization, without first having obtained the express permission in writ- ing from the Comptroller of the Currency as to a national bank or a Federal branch or Federal agency (as such terms are defined in paragraphs (5) and (6) of section 1(b) of the International Banking Act of 1978), the Board of Governors of the Federal Reserve System as to a State mem- ber bank, an uninsured State branch or State agency (as such terms are defined in paragraphs (11) and (12) of section 1(b) of the International Banking Act of 1978),...

Designation evidence

• NARA authority row: 12 USC 3412(a) | status: Specified | banner: CUI//SP-FNC.
• NARA sanctions field: 12 USC 3417 12 USC 3418.
• DoD authority row: 12 USC 3412(a). DoD lists this citation for the category; this DoD detail page does not display a separate Basic/Specified field.
• Related authority evidence: 12 USC 3412(a) | status: Specified | banner: CUI//SP-FNC | sanctions: 12 USC 3417 12 USC 3418
• Related authority evidence: DoD lists this authority for the category; the linked authority text is extracted below when available.
• Registry designation context: Specified + Basic, CUI. The linked authority text contains category-scope or applicability language that helps determine when the information falls within this CUI category. The linked authority text contains disclosure, access, protection, release, dissemination, or distribution-control language relevant to handling. The linked authority text contains violation, penalty, sanction, or enforcement language that may affect consequences for mishandling.
• Registry designation for this category is Specified + Basic with banner CUI.

Extracted authority meaning

• Page 1499 TITLE 12—BANKS AND BANKING § 3412
• Registry designation context: Specified + Basic, CUI. The linked authority text contains category-scope or applicability language that helps determine when the information falls within this CUI category. The linked authority text contains disclosure, access, protection, release, dissemination, or distribution-control language relevant to handling. The linked authority text contains violation, penalty, sanction, or enforcement language that may affect consequences for mishandling.

Operating conditions

• NARA category scope used with this authority: Related to the duties, transactions, or otherwise falling under the purview of financial institutions or United States Government fiscal functions. Uses may include, but are not limited to, customer information held by a financial institution.
• DoD category scope used with this authority: Related to the duties, transactions, or otherwise falling under the purview of financial institutions or United States Government fiscal functions. Uses may include, but are not limited to, customer information held by a financial institution.
• 12 USC 3412(a) | status: Specified | banner: CUI//SP-FNC | sanctions: 12 USC 3417 12 USC 3418
• DoD lists this authority for the category; the linked authority text is extracted below when available.
• NARA registry status: Specified + Basic. Per-authority NARA status values: Specified, Basic. NARA banner marking evidence: CUI, CUI//SP-FNC. The registry evidence is preserved here; detailed primary-law or regulation text analysis remains pending for this category.
• NARA category scope: Related to the duties, transactions, or otherwise falling under the purview of financial institutions or United States Government fiscal functions. Uses may include, but are not limited to, customer information held by a financial institution.
• Extracted authority condition: Use of information (a) Transfer of financial records to other agen- cies or departments; certification Financial records originally obtained pursuant to this chapter shall not be transferred to an- other agency or department unless the transfer- ring agency or department certifies in writing that there is reason to believe that the records are relevant to a legitimate law enforcement in- quiry, or intelligence or counterintelligence ac- tivity, investigation or analysis related to inter- national terrorism within the jurisdiction of the receiving agency or department.
• Extracted authority condition: (d) Exchanges of examination reports by super- visory agencies; transfer of financial records to defend customer action; withholding of in- formation Nothing in this chapter prohibits any super- visory agency from exchanging examination re- ports or other information with another super- visory agency.
• Extracted authority condition: (e) Exchange of records, reports, or other infor- mation Notwithstanding section 3401(6) 1 of this title or any other provision of law, the exchange of fi- nancial records, examination reports or other information with respect to a financial institu- tion, holding company, or any subsidiary of a depository institution or holding company, among and between the five member supervisory agencies of the Federal Financial Institutions Examination Council, the Securities and Ex- change Commission, the Federal Trade Commis- sion, the Commodity Futures Trading Commis- sion, and the Bureau of Consumer Financial Protection is permitted.
• Extracted authority condition: Exceptions (a) Disclosure of financial records not identified with particular customers Nothing in this chapter prohibits the disclo- sure of any financial records or information which is not identified with or identifiable as being derived from the financial records of a particular customer.

Safeguarding and dissemination controls

• NARA registry control evidence: status Specified; banner marking CUI//SP-FNC.
• DoD applicable policies: DoDD 5118.03, DoDI 5010.40, DoDI 7000.14
• Nara basic or specified: Specified + Basic
• Nara authority rows: 18 USC 1906 | status: Specified | banner: CUI//SP-FNC | sanctions: 18 USC 1906 || 12 USC 3412(a) | status: Specified | banner: CUI//SP-FNC | sanctions: 12 USC 3417 12 USC 3418 || 12 USC 5322(d)(5)(A) | status: Basic | banner: CUI || 31 USC 5318(g)(2)(A)(ii) | status: Specified | banner: CUI//SP-FNC | sanctions: 31 USC 5321 Civil Penalties 31 USC 5322 Criminal Penalties 31 USC 5318(f) || 5 USC Appendix 107(a) | status: Basic | banner: CUI || 31 CFR 800.702(a) | status: Basic | banner: CUI | sanctions: 50 USC 4555
• Nara banner markings: CUI, CUI//SP-FNC
• Nara sanctions: 18 USC 1906 || 12 USC 3417 12 USC 3418 || 31 USC 5321 Civil Penalties 31 USC 5322 Criminal Penalties 31 USC 5318(f) || 50 USC 4555
• Dod applicable policies: DoDD 5118.03, DoDI 5010.40, DoDI 7000.14
• No DoD required dissemination control is listed on the registry page. Apply approved limited dissemination controls only when required or permitted by the designating agency or governing authority.
• Use the registry assertions, NARA authority rows, DoD authorities, DoD policies, warning statements, required dissemination controls, and examples first. Where the cited authority does not specify a handling detail, apply CUI Basic safeguards and dissemination rules so long as they do not conflict with the authority or agency-specific controls.
• Extracted authority control: (e) Exchange of records, reports, or other infor- mation Notwithstanding section 3401(6) 1 of this title or any other provision of law, the exchange of fi- nancial records, examination reports or other information with respect to a financial institu- tion, holding company, or any subsidiary of a depository institution or holding company, among and between the five member supervisory agencies of the Federal Financial Institutions Examination Council, the Securities and Ex- change Commission, the Federal Trade Commis- sion, the Commodity Futures Trading Commis- sion, and the Bureau of Consumer Financial Protection is permitted.
• Extracted authority control: (d) Exchanges of examination reports by super- visory agencies; transfer of financial records to defend customer action; withholding of in- formation Nothing in this chapter prohibits any super- visory agency from exchanging examination re- ports or other information with another super- visory agency.
• Extracted authority control: L. 111–203 substituted ‘‘the Commodity Futures Trading Commission, and the Bu- reau of Consumer Financial Protection is permitted’’ for ‘‘and the Commodity Futures Trading Commission is permitted’’. 2006—Subsec.
• Extracted authority control: Exceptions (a) Disclosure of financial records not identified with particular customers Nothing in this chapter prohibits the disclo- sure of any financial records or information which is not identified with or identifiable as being derived from the financial records of a particular customer.
• Extracted authority control: (f) Transfer to Attorney General or Secretary of the Treasury (1) In general Nothing in this chapter shall apply when fi- nancial records obtained by an agency or de- partment of the United States are disclosed or transferred to the Attorney General or the Secretary of the Treasury upon the certifi- cation by a supervisory level official of the transferring agency or department that— (A) there is reason to believe that the records may be relevant to a violation of Federal criminal law; and (B) the records were obtained in the exer- cise of the agency’s or department’s super- visory or regulatory functions.
• Extracted authority control: Probably should be ‘‘section’’. poses, for civil actions under section 1833a of this title, or for forfeiture under sections 2 981 or 982 of title 18 by the Department of Justice and only for criminal investigative purposes relating to money laundering and other finan- cial crimes by the Department of the Treasury and shall, upon completion of the investiga- tion or prosecution (including any appeal), be returned only to the transferring agency or de- partment.

Designation evidence

• NARA authority row: 12 USC 5322(d)(5)(A) | status: Basic | banner: CUI.
• DoD authority row: 12 USC 5322(d)(5)(A). DoD lists this citation for the category; this DoD detail page does not display a separate Basic/Specified field.
• Related authority evidence: 12 USC 5322(d)(5)(A) | status: Basic | banner: CUI
• Related authority evidence: DoD lists this authority for the category; the linked authority text is extracted below when available.
• Registry designation context: Specified + Basic, CUI. The linked authority text contains category-scope or applicability language that helps determine when the information falls within this CUI category. The linked authority text contains disclosure, access, protection, release, dissemination, or distribution-control language relevant to handling. The linked authority text contains violation, penalty, sanction, or enforcement language that may affect consequences for mishandling.
• Registry designation for this category is Specified + Basic with banner CUI.

Extracted authority meaning

• Page 1780 TITLE 12—BANKS AND BANKING § 5322
• Registry designation context: Specified + Basic, CUI. The linked authority text contains category-scope or applicability language that helps determine when the information falls within this CUI category. The linked authority text contains disclosure, access, protection, release, dissemination, or distribution-control language relevant to handling. The linked authority text contains violation, penalty, sanction, or enforcement language that may affect consequences for mishandling.

Operating conditions

• NARA category scope used with this authority: Related to the duties, transactions, or otherwise falling under the purview of financial institutions or United States Government fiscal functions. Uses may include, but are not limited to, customer information held by a financial institution.
• DoD category scope used with this authority: Related to the duties, transactions, or otherwise falling under the purview of financial institutions or United States Government fiscal functions. Uses may include, but are not limited to, customer information held by a financial institution.
• 12 USC 5322(d)(5)(A) | status: Basic | banner: CUI
• DoD lists this authority for the category; the linked authority text is extracted below when available.
• NARA registry status: Specified + Basic. Per-authority NARA status values: Specified, Basic. NARA banner marking evidence: CUI, CUI//SP-FNC. The registry evidence is preserved here; detailed primary-law or regulation text analysis remains pending for this category.
• NARA category scope: Related to the duties, transactions, or otherwise falling under the purview of financial institutions or United States Government fiscal functions. Uses may include, but are not limited to, customer information held by a financial institution.
• Extracted authority condition: (2) Duties The Council shall, in accordance with this subchapter— (A) collect information from member agencies, other Federal and State financial regulatory agencies, the Federal Insurance Office and, if necessary to assess risks to the United States financial system, direct the Office of Financial Research to collect infor- mation from bank holding companies and nonbank financial companies; (B) provide direction to, and request data and analyses from, the Office of Financial Research to support the work of the Council; (C) monitor the financial services market- place in order to identify potential threats to the financial stability of the United States; (D) to 1 monitor domestic and inter- national financial regulatory proposals and developments, including insurance and ac- counting issues, and to advise Congress and make recommendations in such areas that will enhance the integrity, efficiency, com- petitiveness, and stability of the U.S. finan- cial markets; (E) facilitate information sharing and co- ordination among the member agencies and other Federal and State agencies regarding domestic financial services policy develop- ment, rulemaking, examinations, reporting requirements, and enforcement actions;...
• Extracted authority condition: (4) Back-up examination by the Board of Gov- ernors If the Council is unable to determine wheth- er the financial activities of a U.S. nonbank fi- nancial company pose a threat to the financial stability of the United States, based on infor- mation or reports obtained under paragraphs (1) and (3), discussions with management, and publicly available information, the Council may request the Board of Governors, and the Board of Governors is authorized, to conduct an examination of the U.S. nonbank financial company for the sole purpose of determining whether the nonbank financial company should be supervised by the Board of Gov- ernors for purposes of this subchapter.
• Extracted authority condition: (B) Mitigation of report burden Before requiring the submission of reports from any nonbank financial company or bank holding company that is regulated by a member agency or any primary financial regulatory agency, the Council, acting through the Office of Financial Research, shall coordinate with such agencies and shall, whenever possible, rely on information
• Extracted authority condition: (C) Mitigation in case of foreign financial companies Before requiring the submission of reports from a company that is a foreign nonbank fi- nancial company or foreign-based bank hold- ing company, the Council shall, acting through the Office of Financial Research, to the extent appropriate, consult with the ap- propriate foreign regulator of such company and, whenever possible, rely on information already being collected by such foreign regu- lator, with English translation.
• Extracted authority condition: (d) Authority to obtain information (1) In general The Council may receive, and may request the submission of, any data or information from the Office of Financial Research, member agencies, and the Federal Insurance Office, as necessary— (A) to monitor the financial services mar- ketplace to identify potential risks to the fi- nancial stability of the United States; or (B) to otherwise carry out any of the pro- visions of this subchapter.
• Extracted authority condition: (2) Submissions by the office and member agencies Notwithstanding any other provision of law, the Office of Financial Research, any member agency, and the Federal Insurance Office, are authorized to submit information to the Coun- cil.

Safeguarding and dissemination controls

• NARA registry control evidence: status Basic; banner marking CUI.
• DoD applicable policies: DoDD 5118.03, DoDI 5010.40, DoDI 7000.14
• Nara basic or specified: Specified + Basic
• Nara authority rows: 18 USC 1906 | status: Specified | banner: CUI//SP-FNC | sanctions: 18 USC 1906 || 12 USC 3412(a) | status: Specified | banner: CUI//SP-FNC | sanctions: 12 USC 3417 12 USC 3418 || 12 USC 5322(d)(5)(A) | status: Basic | banner: CUI || 31 USC 5318(g)(2)(A)(ii) | status: Specified | banner: CUI//SP-FNC | sanctions: 31 USC 5321 Civil Penalties 31 USC 5322 Criminal Penalties 31 USC 5318(f) || 5 USC Appendix 107(a) | status: Basic | banner: CUI || 31 CFR 800.702(a) | status: Basic | banner: CUI | sanctions: 50 USC 4555
• Nara banner markings: CUI, CUI//SP-FNC
• Nara sanctions: 18 USC 1906 || 12 USC 3417 12 USC 3418 || 31 USC 5321 Civil Penalties 31 USC 5322 Criminal Penalties 31 USC 5318(f) || 50 USC 4555
• Dod applicable policies: DoDD 5118.03, DoDI 5010.40, DoDI 7000.14
• No DoD required dissemination control is listed on the registry page. Apply approved limited dissemination controls only when required or permitted by the designating agency or governing authority.
• Use the registry assertions, NARA authority rows, DoD authorities, DoD policies, warning statements, required dissemination controls, and examples first. Where the cited authority does not specify a handling detail, apply CUI Basic safeguards and dissemination rules so long as they do not conflict with the authority or agency-specific controls.
• Extracted authority control: (5) Confidentiality (A) In general The Council, the Office of Financial Re- search, and the other member agencies shall maintain the confidentiality of any data, in- formation, and reports submitted under this subchapter.
• Extracted authority control: (2) Submissions by the office and member agencies Notwithstanding any other provision of law, the Office of Financial Research, any member agency, and the Federal Insurance Office, are authorized to submit information to the Coun- cil.
• Extracted authority control: (4) Back-up examination by the Board of Gov- ernors If the Council is unable to determine wheth- er the financial activities of a U.S. nonbank fi- nancial company pose a threat to the financial stability of the United States, based on infor- mation or reports obtained under paragraphs (1) and (3), discussions with management, and publicly available information, the Council may request the Board of Governors, and the Board of Governors is authorized, to conduct an examination of the U.S. nonbank financial company for the sole purpose of determining whether the nonbank financial company should be supervised by the Board of Gov- ernors for purposes of this subchapter.
• Extracted authority control: (f) Voting Unless otherwise specified, the Council shall make all decisions that it is authorized or re- quired to make by a majority vote of the voting members then serving.
• Extracted authority control: (2) Omitted (j) Detail of Government employees Any employee of the Federal Government may be detailed to the Council without reimburse- ment, and such detail shall be without interrup- tion or loss of civil service status or privilege.

Designation evidence

• NARA authority row: 31 USC 5318(g)(2)(A)(ii) | status: Specified | banner: CUI//SP-FNC.
• NARA sanctions field: 31 USC 5321 Civil Penalties 31 USC 5322 Criminal Penalties 31 USC 5318(f).
• Related authority evidence: 31 USC 5318(g)(2)(A)(ii) | status: Specified | banner: CUI//SP-FNC | sanctions: 31 USC 5321 Civil Penalties 31 USC 5322 Criminal Penalties 31 USC 5318(f)

Extracted authority meaning

None listed

Operating conditions

• NARA category scope used with this authority: Related to the duties, transactions, or otherwise falling under the purview of financial institutions or United States Government fiscal functions. Uses may include, but are not limited to, customer information held by a financial institution.
• 31 USC 5318(g)(2)(A)(ii) | status: Specified | banner: CUI//SP-FNC | sanctions: 31 USC 5321 Civil Penalties 31 USC 5322 Criminal Penalties 31 USC 5318(f)
• NARA registry status: Specified + Basic. Per-authority NARA status values: Specified, Basic. NARA banner marking evidence: CUI, CUI//SP-FNC. The registry evidence is preserved here; detailed primary-law or regulation text analysis remains pending for this category.
• NARA category scope: Related to the duties, transactions, or otherwise falling under the purview of financial institutions or United States Government fiscal functions. Uses may include, but are not limited to, customer information held by a financial institution.

Safeguarding and dissemination controls

• NARA registry control evidence: status Specified; banner marking CUI//SP-FNC.
• Nara basic or specified: Specified + Basic
• Nara authority rows: 18 USC 1906 | status: Specified | banner: CUI//SP-FNC | sanctions: 18 USC 1906 || 12 USC 3412(a) | status: Specified | banner: CUI//SP-FNC | sanctions: 12 USC 3417 12 USC 3418 || 12 USC 5322(d)(5)(A) | status: Basic | banner: CUI || 31 USC 5318(g)(2)(A)(ii) | status: Specified | banner: CUI//SP-FNC | sanctions: 31 USC 5321 Civil Penalties 31 USC 5322 Criminal Penalties 31 USC 5318(f) || 5 USC Appendix 107(a) | status: Basic | banner: CUI || 31 CFR 800.702(a) | status: Basic | banner: CUI | sanctions: 50 USC 4555
• Nara banner markings: CUI, CUI//SP-FNC
• Nara sanctions: 18 USC 1906 || 12 USC 3417 12 USC 3418 || 31 USC 5321 Civil Penalties 31 USC 5322 Criminal Penalties 31 USC 5318(f) || 50 USC 4555
• Dod applicable policies: DoDD 5118.03, DoDI 5010.40, DoDI 7000.14
• No DoD required dissemination control is listed on the registry page. Apply approved limited dissemination controls only when required or permitted by the designating agency or governing authority.
• Use the registry assertions, NARA authority rows, DoD authorities, DoD policies, warning statements, required dissemination controls, and examples first. Where the cited authority does not specify a handling detail, apply CUI Basic safeguards and dissemination rules so long as they do not conflict with the authority or agency-specific controls.

Designation evidence

• NARA authority row: 5 USC Appendix 107(a) | status: Basic | banner: CUI.
• DoD authority row: 5 USC Appendix 107(a). DoD lists this citation for the category; this DoD detail page does not display a separate Basic/Specified field.
• Related authority evidence: 5 USC Appendix 107(a) | status: Basic | banner: CUI
• Related authority evidence: DoD lists this authority for the category; the linked authority text is extracted below when available.
• Registry designation context: Specified + Basic, CUI. The linked authority text contains category-scope or applicability language that helps determine when the information falls within this CUI category. The linked authority text contains disclosure, access, protection, release, dissemination, or distribution-control language relevant to handling. The linked authority text contains violation, penalty, sanction, or enforcement language that may affect consequences for mishandling.
• Registry designation for this category is Specified + Basic with banner CUI.

Extracted authority meaning

• Page 85 TITLE 5, APPENDIX—ETHICS IN GOVERNMENT ACT OF 1978 § 108
• Registry designation context: Specified + Basic, CUI. The linked authority text contains category-scope or applicability language that helps determine when the information falls within this CUI category. The linked authority text contains disclosure, access, protection, release, dissemination, or distribution-control language relevant to handling. The linked authority text contains violation, penalty, sanction, or enforcement language that may affect consequences for mishandling.

Operating conditions

• NARA category scope used with this authority: Related to the duties, transactions, or otherwise falling under the purview of financial institutions or United States Government fiscal functions. Uses may include, but are not limited to, customer information held by a financial institution.
• DoD category scope used with this authority: Related to the duties, transactions, or otherwise falling under the purview of financial institutions or United States Government fiscal functions. Uses may include, but are not limited to, customer information held by a financial institution.
• 5 USC Appendix 107(a) | status: Basic | banner: CUI
• DoD lists this authority for the category; the linked authority text is extracted below when available.
• NARA registry status: Specified + Basic. Per-authority NARA status values: Specified, Basic. NARA banner marking evidence: CUI, CUI//SP-FNC. The registry evidence is preserved here; detailed primary-law or regulation text analysis remains pending for this category.
• NARA category scope: Related to the duties, transactions, or otherwise falling under the purview of financial institutions or United States Government fiscal functions. Uses may include, but are not limited to, customer information held by a financial institution.
• Extracted authority condition: (b) The provisions of this title requiring the reporting of information shall supersede any general requirement under any other provision of law or regulation with respect to the report- ing of information required for purposes of pre- venting conflicts of interest or apparent con- flicts of interest.
• Extracted authority condition: Confidential reports and other additional requirements (a)(1) Each supervising ethics office may re- quire officers and employees under its jurisdic- tion (including special Government employees as defined in section 202 of title 18, United States Code) to file confidential financial disclo- sure reports, in such form as the supervising ethics office may prescribe.
• Extracted authority condition: The information re- quired to be reported under this subsection by the officers and employees of any department or agency shall be set forth in rules or regulations prescribed by the supervising ethics office, and may be less extensive than otherwise required by this title, or more extensive when determined by the supervising ethics office to be necessary and appropriate in light of sections 202 through 209 of title 18, United States Code, regulations promulgated thereunder, or the authorized ac- tivities of such officers or employees.
• Extracted authority condition: Any indi- vidual required to file a report pursuant to sec- tion 101 shall not be required to file a confiden- tial report pursuant to this subsection, except with respect to information which is more ex- tensive than information otherwise required by this title.

Safeguarding and dissemination controls

• NARA registry control evidence: status Basic; banner marking CUI.
• DoD applicable policies: DoDD 5118.03, DoDI 5010.40, DoDI 7000.14
• Nara basic or specified: Specified + Basic
• Nara authority rows: 18 USC 1906 | status: Specified | banner: CUI//SP-FNC | sanctions: 18 USC 1906 || 12 USC 3412(a) | status: Specified | banner: CUI//SP-FNC | sanctions: 12 USC 3417 12 USC 3418 || 12 USC 5322(d)(5)(A) | status: Basic | banner: CUI || 31 USC 5318(g)(2)(A)(ii) | status: Specified | banner: CUI//SP-FNC | sanctions: 31 USC 5321 Civil Penalties 31 USC 5322 Criminal Penalties 31 USC 5318(f) || 5 USC Appendix 107(a) | status: Basic | banner: CUI || 31 CFR 800.702(a) | status: Basic | banner: CUI | sanctions: 50 USC 4555
• Nara banner markings: CUI, CUI//SP-FNC
• Nara sanctions: 18 USC 1906 || 12 USC 3417 12 USC 3418 || 31 USC 5321 Civil Penalties 31 USC 5322 Criminal Penalties 31 USC 5318(f) || 50 USC 4555
• Dod applicable policies: DoDD 5118.03, DoDI 5010.40, DoDI 7000.14
• No DoD required dissemination control is listed on the registry page. Apply approved limited dissemination controls only when required or permitted by the designating agency or governing authority.
• Use the registry assertions, NARA authority rows, DoD authorities, DoD policies, warning statements, required dissemination controls, and examples first. Where the cited authority does not specify a handling detail, apply CUI Basic safeguards and dissemination rules so long as they do not conflict with the authority or agency-specific controls.
• Extracted authority control: Authority of Comptroller General (a) The Comptroller General shall have access to financial disclosure reports filed under this
• Extracted authority control: Confidential reports and other additional requirements (a)(1) Each supervising ethics office may re- quire officers and employees under its jurisdic- tion (including special Government employees as defined in section 202 of title 18, United States Code) to file confidential financial disclo- sure reports, in such form as the supervising ethics office may prescribe.
• Extracted authority control: The information re- quired to be reported under this subsection by the officers and employees of any department or agency shall be set forth in rules or regulations prescribed by the supervising ethics office, and may be less extensive than otherwise required by this title, or more extensive when determined by the supervising ethics office to be necessary and appropriate in light of sections 202 through 209 of title 18, United States Code, regulations promulgated thereunder, or the authorized ac- tivities of such officers or employees.
• Extracted authority control: Any indi- vidual required to file a report pursuant to sec- tion 101 shall not be required to file a confiden- tial report pursuant to this subsection, except with respect to information which is more ex- tensive than information otherwise required by this title.
• Extracted authority control: (2) Any information required to be provided by an individual under this subsection shall be con- fidential and shall not be disclosed to the public.

Designation evidence

• NARA authority row: 31 CFR 800.702(a) | status: Basic | banner: CUI.
• NARA sanctions field: 50 USC 4555.
• DoD authority row: 31 CFR 800.702(a). DoD lists this citation for the category; this DoD detail page does not display a separate Basic/Specified field.
• Related authority evidence: 31 CFR 800.702(a) | status: Basic | banner: CUI | sanctions: 50 USC 4555
• Related authority evidence: DoD lists this authority for the category; the linked authority text is extracted below when available.
• Registry designation context: Specified + Basic, CUI. The linked authority text contains category-scope or applicability language that helps determine when the information falls within this CUI category. The linked authority text contains disclosure, access, protection, release, dissemination, or distribution-control language relevant to handling. The linked authority text contains violation, penalty, sanction, or enforcement language that may affect consequences for mishandling.
• Registry designation for this category is Specified + Basic with banner CUI.

Extracted authority meaning

• Subpart G—Provision and
• Registry designation context: Specified + Basic, CUI. The linked authority text contains category-scope or applicability language that helps determine when the information falls within this CUI category. The linked authority text contains disclosure, access, protection, release, dissemination, or distribution-control language relevant to handling. The linked authority text contains violation, penalty, sanction, or enforcement language that may affect consequences for mishandling.

Operating conditions

• NARA category scope used with this authority: Related to the duties, transactions, or otherwise falling under the purview of financial institutions or United States Government fiscal functions. Uses may include, but are not limited to, customer information held by a financial institution.
• DoD category scope used with this authority: Related to the duties, transactions, or otherwise falling under the purview of financial institutions or United States Government fiscal functions. Uses may include, but are not limited to, customer information held by a financial institution.
• 31 CFR 800.702(a) | status: Basic | banner: CUI | sanctions: 50 USC 4555
• DoD lists this authority for the category; the linked authority text is extracted below when available.
• NARA registry status: Specified + Basic. Per-authority NARA status values: Specified, Basic. NARA banner marking evidence: CUI, CUI//SP-FNC. The registry evidence is preserved here; detailed primary-law or regulation text analysis remains pending for this category.
• NARA category scope: Related to the duties, transactions, or otherwise falling under the purview of financial institutions or United States Government fiscal functions. Uses may include, but are not limited to, customer information held by a financial institution.
• Extracted authority condition: (c) Any information filed with the Committee by a party to a covered transaction in connection with any ac- tion for which a report is required pur- suant to section 721(l)(3)(B) with re- spect to the implementation of a miti- gation agreement or condition de- scribed in section 721(l)(1)(A) shall be accompanied by a certification that complies with the requirements of sec- tion 721(n) and § 800.202.
• Extracted authority condition: (b) This section shall continue to apply with respect to information and documentary material filed with the Committee in any case where: (1) Action has concluded under sec- tion 721 concerning a notified trans- action; (2) A request to withdraw notice is granted under § 800.507, or where notice has been rejected under § 800.403; (3) The Committee determines that a notified transaction is not a covered transaction; or (4) Such information or documentary material was filed pursuant to § 800.401(f) and the parties do not subse- quently file a notice pursuant to § 800.401(a).
• Extracted authority condition: (a) Parties to a transaction that is notified under subpart D shall provide information to the Staff Chairperson that will enable the Committee to con- duct a full review and/or investigation of the proposed transaction, and shall promptly advise the Staff Chairperson of any material changes in plans or in- formation pursuant to § 800.402(h).
• Extracted authority condition: If deemed necessary by the Committee, information may be obtained from par- ties to a transaction or other persons through subpoena or otherwise, pursu- ant to 50 U.S.C.
• Extracted authority condition: (a) Any information or documentary material filed with the Committee pur- suant to this part, including informa- tion or documentary material filed pursuant to § 800.401(f), shall be exempt from disclosure under 5 U.S.C. 552 and no such information or documentary material may be made public, except as may be relevant to any administrative or judicial action or proceeding.

Safeguarding and dissemination controls

• NARA registry control evidence: status Basic; banner marking CUI.
• DoD applicable policies: DoDD 5118.03, DoDI 5010.40, DoDI 7000.14
• Nara basic or specified: Specified + Basic
• Nara authority rows: 18 USC 1906 | status: Specified | banner: CUI//SP-FNC | sanctions: 18 USC 1906 || 12 USC 3412(a) | status: Specified | banner: CUI//SP-FNC | sanctions: 12 USC 3417 12 USC 3418 || 12 USC 5322(d)(5)(A) | status: Basic | banner: CUI || 31 USC 5318(g)(2)(A)(ii) | status: Specified | banner: CUI//SP-FNC | sanctions: 31 USC 5321 Civil Penalties 31 USC 5322 Criminal Penalties 31 USC 5318(f) || 5 USC Appendix 107(a) | status: Basic | banner: CUI || 31 CFR 800.702(a) | status: Basic | banner: CUI | sanctions: 50 USC 4555
• Nara banner markings: CUI, CUI//SP-FNC
• Nara sanctions: 18 USC 1906 || 12 USC 3417 12 USC 3418 || 31 USC 5321 Civil Penalties 31 USC 5322 Criminal Penalties 31 USC 5318(f) || 50 USC 4555
• Dod applicable policies: DoDD 5118.03, DoDI 5010.40, DoDI 7000.14
• No DoD required dissemination control is listed on the registry page. Apply approved limited dissemination controls only when required or permitted by the designating agency or governing authority.
• Use the registry assertions, NARA authority rows, DoD authorities, DoD policies, warning statements, required dissemination controls, and examples first. Where the cited authority does not specify a handling detail, apply CUI Basic safeguards and dissemination rules so long as they do not conflict with the authority or agency-specific controls.
• Extracted authority control: (See § 800.202.) A sample cer- tification may be found at the Commit- tee’s section of the Department of the Treasury Web site at fairs/cfius/index.shtml. § 800.702 Confidentiality.
• Extracted authority control: (a) Any information or documentary material filed with the Committee pur- suant to this part, including informa- tion or documentary material filed pursuant to § 800.401(f), shall be exempt from disclosure under 5 U.S.C. 552 and no such information or documentary material may be made public, except as may be relevant to any administrative or judicial action or proceeding.
• Extracted authority control: (c) Nothing in paragraph (a) of this section shall be interpreted to prohibit the public disclosure by a party of doc- umentary material or information that it has filed with the Committee.
• Extracted authority control: Noth- ing in this part shall be construed to prevent disclosure to either House of Congress or to any duly authorized committee or subcommittee of the Congress, in accordance with sub- sections (b)(3) and (g)(2)(A) of section 721.
• Extracted authority control: Any such documentary material or informa- tion so disclosed may subsequently be reflected in the public statements of the Chairperson, who is authorized to communicate with the public and the Congress on behalf of the Committee, or of the Chairperson’s designee.
• Extracted authority control: App. 2155(d) relating to fines and imprison- ment shall apply with respect to the disclosure of information or documen- tary material filed with the Committee under these regulations.
• Extracted authority control: (a) Any person who, after the effec- tive date, intentionally or through gross negligence, submits a material misstatement or omission in a notice or makes a false certification under §§ 800.402(l) or 800.701(c) may be liable to

Designation evidence

• DoD authority row: 31 USC 5318(g)(2)(A)(iii). DoD lists this citation for the category; this DoD detail page does not display a separate Basic/Specified field.
• Related authority evidence: DoD lists this authority for the category; the linked authority text is extracted below when available.
• Registry designation context: Specified + Basic, CUI. The linked authority text contains category-scope or applicability language that helps determine when the information falls within this CUI category. The linked authority text contains disclosure, access, protection, release, dissemination, or distribution-control language relevant to handling. The linked authority text contains violation, penalty, sanction, or enforcement language that may affect consequences for mishandling.
• Registry designation for this category is Specified + Basic with banner CUI.

Extracted authority meaning

• Page 401 TITLE 31—MONEY AND FINANCE § 5318
• Registry designation context: Specified + Basic, CUI. The linked authority text contains category-scope or applicability language that helps determine when the information falls within this CUI category. The linked authority text contains disclosure, access, protection, release, dissemination, or distribution-control language relevant to handling. The linked authority text contains violation, penalty, sanction, or enforcement language that may affect consequences for mishandling.

Operating conditions

• DoD category scope used with this authority: Related to the duties, transactions, or otherwise falling under the purview of financial institutions or United States Government fiscal functions. Uses may include, but are not limited to, customer information held by a financial institution.
• DoD lists this authority for the category; the linked authority text is extracted below when available.
• NARA registry status: Specified + Basic. Per-authority NARA status values: Specified, Basic. NARA banner marking evidence: CUI, CUI//SP-FNC. The registry evidence is preserved here; detailed primary-law or regulation text analysis remains pending for this category.
• NARA category scope: Related to the duties, transactions, or otherwise falling under the purview of financial institutions or United States Government fiscal functions. Uses may include, but are not limited to, customer information held by a financial institution.
• Extracted authority condition: (2) M INIMUM REQUIREMENTS.—The regulations shall, at a minimum, require financial institu- tions to implement, and customers (after being given adequate notice) to comply with, reasonable procedures for— (A) verifying the identity of any person seeking to open an account to the extent reasonable and practicable; (B) maintaining records of the information used to verify a person’s identity, including name, address, and other identifying infor- mation; and (C) consulting lists of known or suspected terrorists or terrorist organizations provided to the financial institution by any govern- ment agency to determine whether a person seeking to open an account appears on any such list.
• Extracted authority condition: Treasury and each appropriate law enforcement agency shall provide, on a regular basis, information regarding money laundering schemes and activities involving de- pository institutions to each appropriate Federal bank- ing agency in order to enhance each agency’s ability to examine for and identify money laundering activity. ‘‘(c) R EPORT TOCONGRESS.—The Financial Institu- tions Examination Council shall submit a report on the progress made in carrying out subsection (a) and the usefulness of information received pursuant to sub- section (b) to the Congress by the end of the 1-year pe- riod beginning on the date of enactment of this Act. ‘‘(d) D EFINITION.—For purposes of this section, the term ‘appropriate Federal banking agency’ has the same meaning as in section 3 of the Federal Deposit In- surance Act [12 U.S.C. 1813].’’ § 5318A.
• Extracted authority condition: Page 407 TITLE 31—MONEY AND FINANCE § 5318 Terrorism Prevention Act of 2004, the Sec- retary shall submit a report to the Commit- tee on Banking, Housing, and Urban Affairs of the Senate and the Committee on Finan- cial Services of the House of Representatives that— (i) identifies the information in cross- border electronic transmittals of funds that may be found in particular cases to be reasonably necessary to conduct the ef- forts of the Secretary to identify money laundering and terrorist financing, and outlines the criteria to be used by the Sec- retary to select the situations in which re- porting under this subsection may be re- quired; (ii) outlines the appropriate form, man- ner, content, and frequency of filing of the reports that may be required under such regulations; (iii) identifies the technology necessary for the Financial Crimes Enforcement Net- work to receive, keep, exploit, protect the security of, and disseminate information from reports of cross-border electronic transmittals of funds to law enforcement and other entities engaged in efforts against money laundering and terrorist fi- nancing; and (iv) discusses the information security protections required by the exercise of the Secretary’s authority under this sub- section.
• Extracted authority condition: Page 402 TITLE 31—MONEY AND FINANCE § 5318 1 See References in Text note below. to maintain appropriate procedures to ensure compliance with this subchapter and regula- tions prescribed under this subchapter or to guard against money laundering; (3) examine any books, papers, records, or other data of domestic financial institutions or nonfinancial trades or businesses relevant to the recordkeeping or reporting require- ments of this subchapter; (4) summon a financial institution or non- financial trade or business, an officer or em- ployee of a financial institution or non- financial trade or business (including a former officer or employee), or any person having pos- session, custody, or care of the reports and records required under this subchapter, to ap- pear before the Secretary of the Treasury or his delegate at a time and place named in the summons and to produce such books, papers, records, or other data, and to give testimony, under oath, as may be relevant or material to an investigation described in subsection (b); (5) exempt from the requirements of this subchapter any class of transactions within any State if the Secretary determines that— (A) under the laws of such State, that class of transactions is subject to requirements substantially similar to those imposed under this subchapter;...

Safeguarding and dissemination controls

• DoD applicable policies: DoDD 5118.03, DoDI 5010.40, DoDI 7000.14
• Nara basic or specified: Specified + Basic
• Nara authority rows: 18 USC 1906 | status: Specified | banner: CUI//SP-FNC | sanctions: 18 USC 1906 || 12 USC 3412(a) | status: Specified | banner: CUI//SP-FNC | sanctions: 12 USC 3417 12 USC 3418 || 12 USC 5322(d)(5)(A) | status: Basic | banner: CUI || 31 USC 5318(g)(2)(A)(ii) | status: Specified | banner: CUI//SP-FNC | sanctions: 31 USC 5321 Civil Penalties 31 USC 5322 Criminal Penalties 31 USC 5318(f) || 5 USC Appendix 107(a) | status: Basic | banner: CUI || 31 CFR 800.702(a) | status: Basic | banner: CUI | sanctions: 50 USC 4555
• Nara banner markings: CUI, CUI//SP-FNC
• Nara sanctions: 18 USC 1906 || 12 USC 3417 12 USC 3418 || 31 USC 5321 Civil Penalties 31 USC 5322 Criminal Penalties 31 USC 5318(f) || 50 USC 4555
• Dod applicable policies: DoDD 5118.03, DoDI 5010.40, DoDI 7000.14
• No DoD required dissemination control is listed on the registry page. Apply approved limited dissemination controls only when required or permitted by the designating agency or governing authority.
• Use the registry assertions, NARA authority rows, DoD authorities, DoD policies, warning statements, required dissemination controls, and examples first. Where the cited authority does not specify a handling detail, apply CUI Basic safeguards and dissemination rules so long as they do not conflict with the authority or agency-specific controls.
• Extracted authority control: Page 407 TITLE 31—MONEY AND FINANCE § 5318 Terrorism Prevention Act of 2004, the Sec- retary shall submit a report to the Commit- tee on Banking, Housing, and Urban Affairs of the Senate and the Committee on Finan- cial Services of the House of Representatives that— (i) identifies the information in cross- border electronic transmittals of funds that may be found in particular cases to be reasonably necessary to conduct the ef- forts of the Secretary to identify money laundering and terrorist financing, and outlines the criteria to be used by the Sec- retary to select the situations in which re- porting under this subsection may be re- quired; (ii) outlines the appropriate form, man- ner, content, and frequency of filing of the reports that may be required under such regulations; (iii) identifies the technology necessary for the Financial Crimes Enforcement Net- work to receive, keep, exploit, protect the security of, and disseminate information from reports of cross-border electronic transmittals of funds to law enforcement and other entities engaged in efforts against money laundering and terrorist fi- nancing; and (iv) discusses the information security protections required by the exercise of the Secretary’s authority under this sub- section.
• Extracted authority control: (B) D ISCLOSURES IN CERTAIN EMPLOYMENT REFERENCES.— (i) R ULEOFCONSTRUCTION.—Notwith- standing the application of subparagraph (A) in any other context, subparagraph (A) shall not be construed as prohibiting any financial institution, or any director, offi- cer, employee, or agent of such institu- tion, from including information that was included in a report to which subparagraph (A) applies— (I) in a written employment reference that is provided in accordance with sec- tion 18(w) of the Federal Deposit Insur- ance Act in response to a request from another financial institution; or (II) in a written termination notice or employment reference that is provided in accordance with the rules of a self- regulatory organization registered with the Securities and Exchange Commission or the Commodity Futures Trading Com- mission, except that such written reference or no- tice may not disclose that such informa- tion was also included in any such report, or that such report was made.
• Extracted authority control: (B) T ECHNOLOGICAL FEASIBILITY.—No regu- lations shall be prescribed under this sub- section before the Secretary certifies to the Congress that the Financial Crimes Enforce- ment Network has the technological sys- tems in place to effectively and efficiently receive, keep, exploit, protect the security of, and disseminate information from re- ports of cross-border electronic transmittals of funds to law enforcement and other enti- ties engaged in efforts against money laun- dering and terrorist financing.
• Extracted authority control: Compliance, exemptions, and summons authority (a) G ENERALPOWERS OFSECRETARY.—The Sec- retary of the Treasury may (except under sec- tion 5315 of this title and regulations prescribed under section 5315)— (1) except as provided in subsection (b)(2), delegate duties and powers under this sub- chapter to an appropriate supervising agency and the United States Postal Service; (2) require a class of domestic financial in- stitutions or nonfinancial trades or businesses
• Extracted authority control: (f) W RITTENANDSIGNEDSTATEMENTRE- QUIRED.—No person shall qualify for an exemp- tion under subsection (a)(5) 1 unless the relevant financial institution or nonfinancial trade or business prepares and maintains a statement which— (1) describes in detail the reasons why such person is qualified for such exemption; and (2) contains the signature of such person.
• Extracted authority control: (iii) F AILURE TO TERMINATE RELATION- SHIP.—Failure to terminate a correspond- ent relationship in accordance with this subsection shall render the covered finan- cial institution liable for a civil penalty of up to $10,000 per day until the correspond- ent relationship is so terminated.
• Extracted authority control: (3) L IABILITY FOR DISCLOSURES.— (A) I N GENERAL.—Any financial institution that makes a voluntary disclosure of any possible violation of law or regulation to a government agency or makes a disclosure pursuant to this subsection or any other au- thority, and any director, officer, employee, or agent of such institution who makes, or requires another to make any such disclo- sure, shall not be liable to any person under any law or regulation of the United States, any constitution, law, or regulation of any State or political subdivision of any State, or under any contract or other legally en- forceable agreement (including any arbitra- tion agreement), for such disclosure or for any failure to provide notice of such disclo- sure to the person who is the subject of such disclosure or any other person identified in the disclosure.

Designation evidence

• Related authority evidence: DoD lists this applicable policy for the category; the linked policy text is extracted below when available.
• HTTP 403
• Registry designation for this category is Specified + Basic with banner CUI.

Extracted authority meaning

• DoDD 5118.03 authority text
• HTTP 403
• Authority text extraction status: http_error (HTTP 403).

Operating conditions

• DoD lists this applicable policy for the category; the linked policy text is extracted below when available.

Safeguarding and dissemination controls

None listed

Designation evidence

• Related authority evidence: DoD lists this applicable policy for the category; the linked policy text is extracted below when available.
• HTTP 403
• Registry designation for this category is Specified + Basic with banner CUI.

Extracted authority meaning

• DoDI 5010.40 authority text
• HTTP 403
• Authority text extraction status: http_error (HTTP 403).

Operating conditions

• DoD lists this applicable policy for the category; the linked policy text is extracted below when available.

Safeguarding and dissemination controls

None listed

Designation evidence

• Related authority evidence: DoD lists this applicable policy for the category; the linked policy text is extracted below when available.
• HTTP 403
• Registry designation for this category is Specified + Basic with banner CUI.

Extracted authority meaning

• DoDI 7000.14 authority text
• HTTP 403
• Authority text extraction status: http_error (HTTP 403).

Operating conditions

• DoD lists this applicable policy for the category; the linked policy text is extracted below when available.

Safeguarding and dissemination controls

None listed