CUI Explorer

Retirement

Related to post-employment funding provided by an employer.

Registry statusNARA & DoD
MarkingRTR
Organizational index groupFinancial
Updated2026-05-15

This page exposes extracted CUI registry and authority analysis as crawlable text. The interactive explorer remains the operational workspace for filtering, comparison, and voice-agent aligned study.

Registry comparison

Field NARA Registry DoD Registry
Category description Related to post-employment funding provided by an employer. Related to post-employment funding provided by an employer.
Category marking RTR RTR
Banner marking CUI No corresponding field
Basic or Specified Basic No corresponding field
Authorities 29 USC 1310(c), 29 USC 1343(f), 29 CFR 4010.13, 29 CFR 4043.8 29 USC 1310(c), 29 CFR 4010.13
DoD applicable policies No corresponding field DoDI 1000.28, DoDI 1215.06
Required warning statement No corresponding field None listed
Required dissemination control CUI None listed
Examples No corresponding field Monetary information revealing identity of an individual, Financial institution information (name, account number, etc.), Monetary information revealing type of retirement
Registry date July 25, 2025 2026-05-15

Authority analysis

Authority title
Registry authority evidence compiled; primary authority text analysis pending
Authorities
Multiple registry authorities
Source currency
NARA last reviewed: July 25, 2025 | DoD detail accessed: 2026-05-15
How the authority operates
NARA registry status: Basic. Per-authority NARA status values: Basic. NARA banner marking evidence: CUI. The registry evidence is preserved here; detailed primary-law or regulation text analysis remains pending for this category.

Trigger conditions

  • NARA category scope: Related to post-employment funding provided by an employer.

Covered information

  • Monetary information revealing identity of an individual
  • Financial institution information (name, account number, etc.)
  • Monetary information revealing type of retirement
  • Registry-described information: Related to post-employment funding provided by an employer.

Specified controls

Nara basic or specified
Basic
Nara authority rows
29 USC 1310(c) | status: Basic | banner: CUI || 29 USC 1343(f) | status: Basic | banner: CUI || 29 CFR 4010.13 | status: Basic | banner: CUI || 29 CFR 4043.8 | status: Basic | banner: CUI
Nara banner markings
CUI
Dod applicable policies
DoDI 1000.28, DoDI 1215.06

Safeguarding and dissemination controls

NARA Registry
CUI
DoD Registry
None listed
Authority analysis
No DoD required dissemination control is listed on the registry page. Apply approved limited dissemination controls only when required or permitted by the designating agency or governing authority.
Basic or Specified
Use the registry assertions, NARA authority rows, DoD authorities, DoD policies, warning statements, required dissemination controls, and examples first. Where the cited authority does not specify a handling detail, apply CUI Basic safeguards and dissemination rules so long as they do not conflict with the authority or agency-specific controls.

Related authorities

Authority-by-authority detail

29 USC 1310(c)

Listed by: NARA Registry, DoD Registry, Related authorities

Designation evidence

  • NARA authority row: 29 USC 1310(c) | status: Basic | banner: CUI.
  • DoD authority row: 29 USC 1310(c). DoD lists this citation for the category; this DoD detail page does not display a separate Basic/Specified field.
  • Related authority evidence: 29 USC 1310(c) | status: Basic | banner: CUI
  • Related authority evidence: DoD lists this authority for the category; the linked authority text is extracted below when available.
  • Registry designation context: Basic, CUI. The linked authority text contains category-scope or applicability language that helps determine when the information falls within this CUI category. The linked authority text contains disclosure, access, protection, release, dissemination, or distribution-control language relevant to handling. The linked authority text contains violation, penalty, sanction, or enforcement language that may affect consequences for mishandling.
  • Registry designation for this category is Basic with banner CUI.

Extracted authority meaning

  • Page 585 TITLE 29—LABOR § 1310
  • Registry designation context: Basic, CUI. The linked authority text contains category-scope or applicability language that helps determine when the information falls within this CUI category. The linked authority text contains disclosure, access, protection, release, dissemination, or distribution-control language relevant to handling. The linked authority text contains violation, penalty, sanction, or enforcement language that may affect consequences for mishandling.

Operating conditions

  • NARA category scope used with this authority: Related to post-employment funding provided by an employer.
  • DoD category scope used with this authority: Related to post-employment funding provided by an employer.
  • 29 USC 1310(c) | status: Basic | banner: CUI
  • DoD lists this authority for the category; the linked authority text is extracted below when available.
  • NARA registry status: Basic. Per-authority NARA status values: Basic. NARA banner marking evidence: CUI. The registry evidence is preserved here; detailed primary-law or regulation text analysis remains pending for this category.
  • NARA category scope: Related to post-employment funding provided by an employer.
  • Extracted authority condition: Coverage (a) Plans covered Except as provided in subsection (b), this sub- chapter applies to any plan (including a succes- sor plan) which, for a plan year— (1) is an employee pension benefit plan (as defined in paragraph (2) of section 1002 of this title) established or maintained— (A) by an employer engaged in commerce or in any industry or activity affecting com- merce, or (B) by any employee organization, or orga- nization representing employees, engaged in commerce or in any industry or activity af- fecting commerce, or (C) by both, which has, in practice, met the requirements of part I of subchapter D of chapter 1 of title 26 (as in effect for the preceding 5 plan years of the plan) applicable to the plans described in paragraph (2) for the preceding 5 plan years; or (2) is, or has been determined by the Sec- retary of the Treasury to be, a plan described in section 401(a) of title 26, or which meets, or
  • Extracted authority condition: Authority to require certain information (a) Information required Each person described in subsection (b) shall provide the corporation annually, on or before a date specified by the corporation in regulations, with— (1) such records, documents, or other infor- mation that the corporation specifies in regu- lations as necessary to determine the liabil- ities and assets of plans covered by this sub- chapter; and (2) copies of such person’s audited (or, if un- available, unaudited) financial statements, and such other financial information as the corporation may prescribe in regulations.
  • Extracted authority condition: (b) Persons required to provide information The persons covered by subsection (a) are each contributing sponsor, and each member of a con- tributing sponsor’s controlled group, of a single- employer plan covered by this subchapter, if— (1) the funding target attainment percentage (as defined in subsection (d)) at the end of the preceding plan year of a plan maintained by the contributing sponsor or any member of its controlled group is less than 80 percent; (2) the conditions for imposition of a lien de- scribed in section 1083(k)(1)(A) and (B) or 1085a(g)(1)(A) and (B) of this title or section 430(k)(1)(A) and (B) or 433(g)(1)(A) and (B) of title 26 have been met with respect to any plan maintained by the contributing sponsor or any member of its controlled group; or (3) minimum funding waivers in excess of $1,000,000 have been granted with respect to any plan maintained by the contributing spon- sor or any member of its controlled group, and any portion thereof is still outstanding.
  • Extracted authority condition: (e) Notice to Congress The corporation shall, on an annual basis, sub- mit to the Committee on Health, Education, Labor, and Pensions and the Committee on Fi- nance of the Senate and the Committee on Edu- cation and the Workforce and the Committee on Ways and Means of the House of Representa- tives, a summary report in the aggregate of the information submitted to the corporation under this section.

Safeguarding and dissemination controls

  • NARA registry control evidence: status Basic; banner marking CUI.
  • DoD applicable policies: DoDI 1000.28, DoDI 1215.06
  • Nara basic or specified: Basic
  • Nara authority rows: 29 USC 1310(c) | status: Basic | banner: CUI || 29 USC 1343(f) | status: Basic | banner: CUI || 29 CFR 4010.13 | status: Basic | banner: CUI || 29 CFR 4043.8 | status: Basic | banner: CUI
  • Nara banner markings: CUI
  • Dod applicable policies: DoDI 1000.28, DoDI 1215.06
  • No DoD required dissemination control is listed on the registry page. Apply approved limited dissemination controls only when required or permitted by the designating agency or governing authority.
  • Use the registry assertions, NARA authority rows, DoD authorities, DoD policies, warning statements, required dissemination controls, and examples first. Where the cited authority does not specify a handling detail, apply CUI Basic safeguards and dissemination rules so long as they do not conflict with the authority or agency-specific controls.
  • Extracted authority control: L. 101–239 effective, except as otherwise provided, as if included in the provision of the Tax Reform Act of 1986, Pub.
  • Extracted authority control: Nothing in this section is intended to prevent disclosure to ei- ther body of Congress or to any duly authorized committee or subcommittee of the Congress.
  • Extracted authority control: L. 112–141 applicable with re- spect to plan years beginning after Dec. 31, 2011, except as otherwise provided, see section 40211(c) of Pub.
  • Extracted authority control: L. 109–280 to which the amend- ment relates, except as otherwise provided, see section 112 of Pub.
  • Extracted authority control: Coverage (a) Plans covered Except as provided in subsection (b), this sub- chapter applies to any plan (including a succes- sor plan) which, for a plan year— (1) is an employee pension benefit plan (as defined in paragraph (2) of section 1002 of this title) established or maintained— (A) by an employer engaged in commerce or in any industry or activity affecting com- merce, or (B) by any employee organization, or orga- nization representing employees, engaged in commerce or in any industry or activity af- fecting commerce, or (C) by both, which has, in practice, met the requirements of part I of subchapter D of chapter 1 of title 26 (as in effect for the preceding 5 plan years of the plan) applicable to the plans described in paragraph (2) for the preceding 5 plan years; or (2) is, or has been determined by the Sec- retary of the Treasury to be, a plan described in section 401(a) of title 26, or which meets, or
  • Extracted authority control: (b) Persons required to provide information The persons covered by subsection (a) are each contributing sponsor, and each member of a con- tributing sponsor’s controlled group, of a single- employer plan covered by this subchapter, if— (1) the funding target attainment percentage (as defined in subsection (d)) at the end of the preceding plan year of a plan maintained by the contributing sponsor or any member of its controlled group is less than 80 percent; (2) the conditions for imposition of a lien de- scribed in section 1083(k)(1)(A) and (B) or 1085a(g)(1)(A) and (B) of this title or section 430(k)(1)(A) and (B) or 433(g)(1)(A) and (B) of title 26 have been met with respect to any plan maintained by the contributing sponsor or any member of its controlled group; or (3) minimum funding waivers in excess of $1,000,000 have been granted with respect to any plan maintained by the contributing spon- sor or any member of its controlled group, and any portion thereof is still outstanding.

Authority excerpts

Most relevant extracted authority passage

L. 101–239 effective, except as otherwise provided, as if included in the provision of the Tax Reform Act of 1986, Pub.

Extracted authority passage 2

Nothing in this section is intended to prevent disclosure to ei- ther body of Congress or to any duly authorized committee or subcommittee of the Congress.

Extracted authority passage 3

L. 112–141 applicable with re- spect to plan years beginning after Dec. 31, 2011, except as otherwise provided, see section 40211(c) of Pub.

Extracted authority passage 4

L. 109–280 to which the amend- ment relates, except as otherwise provided, see section 112 of Pub.

Extracted authority passage 5

Coverage (a) Plans covered Except as provided in subsection (b), this sub- chapter applies to any plan (including a succes- sor plan) which, for a plan year— (1) is an employee pension benefit plan (as defined in paragraph (2) of section 1002 of this title) established or maintained— (A) by an employer engaged in commerce or in any industry or activity affecting com- merce, or (B) by any employee organization, or orga- nization representing employees, engaged in commerce or in any industry or activity af- fecting commerce, or (C) by both, which has, in practice, met the requirements of part I of subchapter D of chapter 1 of title 26 (as in effect for the preceding 5 plan years of the plan) applicable to the plans described in paragraph (2) for the preceding 5 plan years; or (2) is, or has been determined by the Sec- retary of the Treasury to be, a plan described in section 401(a) of title 26, or which meets, or

Extracted authority passage 6

Authority to require certain information (a) Information required Each person described in subsection (b) shall provide the corporation annually, on or before a date specified by the corporation in regulations, with— (1) such records, documents, or other infor- mation that the corporation specifies in regu- lations as necessary to determine the liabil- ities and assets of plans covered by this sub- chapter; and (2) copies of such person’s audited (or, if un- available, unaudited) financial statements, and such other financial information as the corporation may prescribe in regulations.

29 USC 1343(f)

Listed by: NARA Registry, Related authorities

Designation evidence

  • NARA authority row: 29 USC 1343(f) | status: Basic | banner: CUI.
  • Related authority evidence: 29 USC 1343(f) | status: Basic | banner: CUI

Extracted authority meaning

None listed

Operating conditions

  • NARA category scope used with this authority: Related to post-employment funding provided by an employer.
  • 29 USC 1343(f) | status: Basic | banner: CUI
  • NARA registry status: Basic. Per-authority NARA status values: Basic. NARA banner marking evidence: CUI. The registry evidence is preserved here; detailed primary-law or regulation text analysis remains pending for this category.
  • NARA category scope: Related to post-employment funding provided by an employer.

Safeguarding and dissemination controls

  • NARA registry control evidence: status Basic; banner marking CUI.
  • Nara basic or specified: Basic
  • Nara authority rows: 29 USC 1310(c) | status: Basic | banner: CUI || 29 USC 1343(f) | status: Basic | banner: CUI || 29 CFR 4010.13 | status: Basic | banner: CUI || 29 CFR 4043.8 | status: Basic | banner: CUI
  • Nara banner markings: CUI
  • Dod applicable policies: DoDI 1000.28, DoDI 1215.06
  • No DoD required dissemination control is listed on the registry page. Apply approved limited dissemination controls only when required or permitted by the designating agency or governing authority.
  • Use the registry assertions, NARA authority rows, DoD authorities, DoD policies, warning statements, required dissemination controls, and examples first. Where the cited authority does not specify a handling detail, apply CUI Basic safeguards and dissemination rules so long as they do not conflict with the authority or agency-specific controls.

29 CFR 4010.13

Listed by: NARA Registry, DoD Registry, Related authorities

Designation evidence

  • NARA authority row: 29 CFR 4010.13 | status: Basic | banner: CUI.
  • DoD authority row: 29 CFR 4010.13. DoD lists this citation for the category; this DoD detail page does not display a separate Basic/Specified field.
  • Related authority evidence: 29 CFR 4010.13 | status: Basic | banner: CUI
  • Related authority evidence: DoD lists this authority for the category; the linked authority text is extracted below when available.
  • Registry designation context: Basic, CUI. The linked authority text contains category-scope or applicability language that helps determine when the information falls within this CUI category. The linked authority text contains disclosure, access, protection, release, dissemination, or distribution-control language relevant to handling. The linked authority text contains violation, penalty, sanction, or enforcement language that may affect consequences for mishandling.
  • Registry designation for this category is Basic with banner CUI.

Extracted authority meaning

  • which the person participates (includ-
  • Registry designation context: Basic, CUI. The linked authority text contains category-scope or applicability language that helps determine when the information falls within this CUI category. The linked authority text contains disclosure, access, protection, release, dissemination, or distribution-control language relevant to handling. The linked authority text contains violation, penalty, sanction, or enforcement language that may affect consequences for mishandling.

Operating conditions

  • NARA category scope used with this authority: Related to post-employment funding provided by an employer.
  • DoD category scope used with this authority: Related to post-employment funding provided by an employer.
  • 29 CFR 4010.13 | status: Basic | banner: CUI
  • DoD lists this authority for the category; the linked authority text is extracted below when available.
  • NARA registry status: Basic. Per-authority NARA status values: Basic. NARA banner marking evidence: CUI. The registry evidence is preserved here; detailed primary-law or regulation text analysis remains pending for this category.
  • NARA category scope: Related to post-employment funding provided by an employer.
  • Extracted authority condition: Reporting is waived for a per- son (that would be a filer if not for the waiver) for an information year if, for the plan year ending within the infor- mation year, reporting would have been required solely under § 4010.4(a)(2) or (3), provided that the missed con- tributions or applications for minimum funding waivers (as applicable) were re- ported to PBGC under part 4043 of this chapter by the due date for the 4010 fil- ing.
  • Extracted authority condition: For purposes of this section, an eligible contributing sponsor of a multiple em- ployer plan is a contributing sponsor that would not be subject to reporting if the plan were disregarded in applying the gateway tests in § 4010.4(a). [74 FR 11035, Mar. 16, 2009] § 4010.13 Confidentiality of informa- tion submitted.
  • Extracted authority condition: In accordance with § 4901.21(a)(3) of this chapter and ERISA section 4010(c), any information or documentary mate- rial that is not publicly available and is submitted to PBGC pursuant to this part will not be made public, except as may be relevant to any administrative or judicial action or proceeding or for disclosures to either body of Congress or to any duly authorized committee or subcommittee of the Congress. [61 FR 34022, July 1, 1996.
  • Extracted authority condition: If all of the information required under this part is not provided within the specified time limit, PBGC may as- sess a separate penalty under ERISA section 4071 against the filer and each member of the filer’s controlled group (other than an exempt entity).
  • Extracted authority condition: Subject to paragraph (b) of this section, an eligible contrib- uting sponsor (as defined in paragraph (c) of this section) of a multiple em- ployer plan satisfies the requirements of this part for an information year if any contributing sponsor of the mul- tiple employer plan provides a timely filing under this part for an informa- tion year that coincides with or over- laps with the eligible contributing sponsor’s information year.

Safeguarding and dissemination controls

  • NARA registry control evidence: status Basic; banner marking CUI.
  • DoD applicable policies: DoDI 1000.28, DoDI 1215.06
  • Nara basic or specified: Basic
  • Nara authority rows: 29 USC 1310(c) | status: Basic | banner: CUI || 29 USC 1343(f) | status: Basic | banner: CUI || 29 CFR 4010.13 | status: Basic | banner: CUI || 29 CFR 4043.8 | status: Basic | banner: CUI
  • Nara banner markings: CUI
  • Dod applicable policies: DoDI 1000.28, DoDI 1215.06
  • No DoD required dissemination control is listed on the registry page. Apply approved limited dissemination controls only when required or permitted by the designating agency or governing authority.
  • Use the registry assertions, NARA authority rows, DoD authorities, DoD policies, warning statements, required dissemination controls, and examples first. Where the cited authority does not specify a handling detail, apply CUI Basic safeguards and dissemination rules so long as they do not conflict with the authority or agency-specific controls.
  • Extracted authority control: For purposes of this section, an eligible contributing sponsor of a multiple em- ployer plan is a contributing sponsor that would not be subject to reporting if the plan were disregarded in applying the gateway tests in § 4010.4(a). [74 FR 11035, Mar. 16, 2009] § 4010.13 Confidentiality of informa- tion submitted.
  • Extracted authority control: In accordance with § 4901.21(a)(3) of this chapter and ERISA section 4010(c), any information or documentary mate- rial that is not publicly available and is submitted to PBGC pursuant to this part will not be made public, except as may be relevant to any administrative or judicial action or proceeding or for disclosures to either body of Congress or to any duly authorized committee or subcommittee of the Congress. [61 FR 34022, July 1, 1996.
  • Extracted authority control: If all of the information required under this part is not provided within the specified time limit, PBGC may as- sess a separate penalty under ERISA section 4071 against the filer and each member of the filer’s controlled group (other than an exempt entity).
  • Extracted authority control: Subject to paragraph (b) of this section, an eligible contrib- uting sponsor (as defined in paragraph (c) of this section) of a multiple em- ployer plan satisfies the requirements of this part for an information year if any contributing sponsor of the mul- tiple employer plan provides a timely filing under this part for an informa- tion year that coincides with or over- laps with the eligible contributing sponsor’s information year.

Authority excerpts

Most relevant extracted authority passage

For purposes of this section, an eligible contributing sponsor of a multiple em- ployer plan is a contributing sponsor that would not be subject to reporting if the plan were disregarded in applying the gateway tests in § 4010.4(a). [74 FR 11035, Mar. 16, 2009] § 4010.13 Confidentiality of informa- tion submitted.

Extracted authority passage 2

In accordance with § 4901.21(a)(3) of this chapter and ERISA section 4010(c), any information or documentary mate- rial that is not publicly available and is submitted to PBGC pursuant to this part will not be made public, except as may be relevant to any administrative or judicial action or proceeding or for disclosures to either body of Congress or to any duly authorized committee or subcommittee of the Congress. [61 FR 34022, July 1, 1996.

Extracted authority passage 3

Reporting is waived for a per- son (that would be a filer if not for the waiver) for an information year if, for the plan year ending within the infor- mation year, reporting would have been required solely under § 4010.4(a)(2) or (3), provided that the missed con- tributions or applications for minimum funding waivers (as applicable) were re- ported to PBGC under part 4043 of this chapter by the due date for the 4010 fil- ing.

Extracted authority passage 4

If all of the information required under this part is not provided within the specified time limit, PBGC may as- sess a separate penalty under ERISA section 4071 against the filer and each member of the filer’s controlled group (other than an exempt entity).

Extracted authority passage 5

Subject to paragraph (b) of this section, an eligible contrib- uting sponsor (as defined in paragraph (c) of this section) of a multiple em- ployer plan satisfies the requirements of this part for an information year if any contributing sponsor of the mul- tiple employer plan provides a timely filing under this part for an informa- tion year that coincides with or over- laps with the eligible contributing sponsor’s information year.

29 CFR 4043.8

Listed by: NARA Registry, Related authorities

Designation evidence

  • NARA authority row: 29 CFR 4043.8 | status: Basic | banner: CUI.
  • Related authority evidence: 29 CFR 4043.8 | status: Basic | banner: CUI

Extracted authority meaning

None listed

Operating conditions

  • NARA category scope used with this authority: Related to post-employment funding provided by an employer.
  • 29 CFR 4043.8 | status: Basic | banner: CUI
  • NARA registry status: Basic. Per-authority NARA status values: Basic. NARA banner marking evidence: CUI. The registry evidence is preserved here; detailed primary-law or regulation text analysis remains pending for this category.
  • NARA category scope: Related to post-employment funding provided by an employer.

Safeguarding and dissemination controls

  • NARA registry control evidence: status Basic; banner marking CUI.
  • Nara basic or specified: Basic
  • Nara authority rows: 29 USC 1310(c) | status: Basic | banner: CUI || 29 USC 1343(f) | status: Basic | banner: CUI || 29 CFR 4010.13 | status: Basic | banner: CUI || 29 CFR 4043.8 | status: Basic | banner: CUI
  • Nara banner markings: CUI
  • Dod applicable policies: DoDI 1000.28, DoDI 1215.06
  • No DoD required dissemination control is listed on the registry page. Apply approved limited dissemination controls only when required or permitted by the designating agency or governing authority.
  • Use the registry assertions, NARA authority rows, DoD authorities, DoD policies, warning statements, required dissemination controls, and examples first. Where the cited authority does not specify a handling detail, apply CUI Basic safeguards and dissemination rules so long as they do not conflict with the authority or agency-specific controls.

DoDI 1000.28

Listed by: Related authorities

Designation evidence

  • Related authority evidence: DoD lists this applicable policy for the category; the linked policy text is extracted below when available.
  • HTTP 403
  • Registry designation for this category is Basic with banner CUI.

Extracted authority meaning

  • DoDI 1000.28 authority text
  • HTTP 403
  • Authority text extraction status: http_error (HTTP 403).

Operating conditions

  • DoD lists this applicable policy for the category; the linked policy text is extracted below when available.

Safeguarding and dissemination controls

None listed

DoDI 1215.06

Listed by: Related authorities

Designation evidence

  • Related authority evidence: DoD lists this applicable policy for the category; the linked policy text is extracted below when available.
  • HTTP 403
  • Registry designation for this category is Basic with banner CUI.

Extracted authority meaning

  • DoDI 1215.06 authority text
  • HTTP 403
  • Authority text extraction status: http_error (HTTP 403).

Operating conditions

  • DoD lists this applicable policy for the category; the linked policy text is extracted below when available.

Safeguarding and dissemination controls

None listed